Recent Publications | INVESTIGATETHESEC.COM

Recent Publications

Feb-24-2010
SEC votes 3-2 for short-sale curb
Feb-05-2010
Congress, Not the Regulators, Must Draw Hard Lines
Jan-14-2010
SEC proposes anning "Naked Access"
Dec-30-2009
Wall Stret Waits as SEC Fails to Bring Madoff-Inspired Reforms
Dec-21-2009
SAC Capital Pressures Reuters into Killing Story
Dec-18-2009
The SEC and the Financial Industry: Evidence from Enforcement against Broker-Dealers
Dec-18-2009
SEC ices staff probes
Dec-15-2009
SEC wants Judge to Dump Suit claiming it was Negligent; Madoff
Dec-11-2009
Rolling Stone: The Obama Sellout
Dec-09-2009
Rocker Settles on Lawsuit, Pays Overstock.com $5 Million
Dec-09-2009
Conspiracy Theory; Wall Street Anti-Trust Exemption
Nov-18-2009
SEC Enforcer Says Insider-Trading ‘Systemic,’ Expresses ‘Concern’ About Hedge Funds
Nov-09-2009
Former SEC Enforcement Lawyer Pleads Guilty
Oct-15-2009
Dark Pool Plans by SEC May Limit Growth as Trading Quadruples
Oct-14-2009
Goldman Sachs Goes After Carl Ican; Debt Short Sales
Sep-30-2009
Schapiro to explore limits on 'naked' short selling
Sep-05-2009
Agencies to Tighten Rules on Derivatives
Sep-05-2009
Madoff Scam Touched Family of SEC Official Whose Unit Got Tip
Aug-06-2009
When Dendreon Failed To Deliver
Aug-05-2009
SEC Charges Options Traders and Broker-Dealers for "Naked" Short Sale Rule Violations