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May 5, 2008 SIFMA 35th Annual Operations Conference and Exhibit

Phoenix, AZ

Workshop: Reg SHO and Other Considerations for Short Selling

Anand K. Ramtahal, VP, FINRA

Robert F. Maione, SVP, Director of Brokerage Operations, Sanford C. Bernstein & Co. LLC

Jonathan E. Breckenridge, VP, Securities Division Compliance, Goldman Sachs

Wendy Sylvester, Director, Deutsche Bank Securities Inc.

 

Transcripts attached below

Attachment	Size
2008.05.05 (SIFMA) Reg SHO.pdf	98.59 KB